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Client Advisory: Key Takeaways for Financial Institutions from Fourth Money Laundering Directive

Client Advisory: Key Takeaways for Financial Institutions from Fourth Money Laundering Directive

Jun 18th, 2014

Nearly ten years after the preceding 2005 Anti-Money Laundering (AML) directive, the Financial Action Task Force (FATF) published the…

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Client Advisory: E-Discovery Expert, Judge Facciola, Issues Opinion Following Trend to Limit Overly Broad Government Search Warrants

Client Advisory: E-Discovery Expert, Judge Facciola, Issues Opinion Following Trend to Limit…

May 30th, 2014

Opinion Affirms Trend Towards Critical Perspective of Broad ESI Requests: On March 7, 2014, Judge John Facciola of the…

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Client Advisory: Corporations Beware: EU Anti-Corruption Report Outlines Red Flags & Marching Orders for Member States

Client Advisory: Corporations Beware: EU Anti-Corruption Report Outlines Red Flags & Marching…

May 12th, 2014

Originally scheduled for last summer, the European Commission’s Directorate-General for Home Affairs recently released the first Anti-Corruption Report, noting…

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Client Advisory: FCA’s Consumer Credit Agenda Looks Strikingly Familiar to U.S. Banks

Client Advisory: FCA’s Consumer Credit Agenda Looks Strikingly Familiar to U.S. Banks

May 6th, 2014

In late March, the Financial Conduct Authority (FCA) published its 2014/2015 Business Plan outlining budgetary provisions, new initiatives, and…

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Client Advisory: UK Deferred Prosecution Agreements

Client Advisory: UK Deferred Prosecution Agreements

Apr 29th, 2014

UK Deferred Prosecution Agreements: Opportunities & Challenges Amid Increased Enforcement Actions The United Kingdom (UK) announced the implementation of…

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Client Advisory: FCA 2014/15 Business Plan

Client Advisory: FCA 2014/15 Business Plan

Apr 17th, 2014

In late March, the Financial Conduct Authority (FCA) published its 2014/2015 Business Plan outlining budgetary provisions, new initiatives, and…

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Client Advisory: Although Voluntary, Cybersecurity Framework Not to Be Ignored

Client Advisory: Although Voluntary, Cybersecurity Framework Not to Be Ignored

Mar 12th, 2014

While President Obama’s new corporate cybersecurity measures are entirely voluntary, they should not be shrugged off as strictly advisory.…

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Client Advisory: SEC Approves FINRA Amendments to Discovery Guide

Client Advisory: SEC Approves FINRA Amendments to Discovery Guide

Dec 4th, 2013

After receiving approval from the SEC in April of this year, FINRA undertook an effort to revise the Guide…

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Client Advisory: Brussels Court of Appeal Ruling Marks Shift for In-House Privilege in Europe

Client Advisory: Brussels Court of Appeal Ruling Marks Shift for In-House Privilege…

Nov 5th, 2013

Belgian Bellwether for European In-House Privilege A recent ruling from the Brussels’ Court of Appeal protecting privilege for communications…

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Download the 2017 Regulatory Highlights Report

Trends in Financial Regulation, Supervision, and Enforcement

Clutch tracks 2017’s key global developments across the financial services industry to identify legislative issues, regulatory initiatives, supervisory priorities and enforcement trends in the midst of an evolving economic and political landscape.

Download Report